0001193125-20-026750.txt : 20200206 0001193125-20-026750.hdr.sgml : 20200206 20200206160032 ACCESSION NUMBER: 0001193125-20-026750 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200206 DATE AS OF CHANGE: 20200206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88076 FILM NUMBER: 20582617 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST CENTRAL INDEX KEY: 0001026720 IRS NUMBER: 986038021 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 215 EUSTON ROAD CITY: LONDON STATE: X0 ZIP: NW1 2BE BUSINESS PHONE: 011 44 20 7611 8888 MAIL ADDRESS: STREET 1: 215 EUSTON ROAD CITY: LONDON STATE: X0 ZIP: NW1 2BE FORMER COMPANY: FORMER CONFORMED NAME: WELLCOME TRUST LTD DATE OF NAME CHANGE: 19961108 SC 13G/A 1 d868657dsc13ga.htm SC 13G/A SC 13G/A
CUSIP No. 14862Q100   13G   Page 1 of 5 Pages

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2

(Amendment No. 2)*

 

 

Castlight Health, Inc.

(Name of Issuer)

Class B Common Stock, $0.0001 par value per share

(Title of Class of Securities)

14862Q100

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ☐

Rule 13d-1(b)

 

  ☐

Rule 13d-1(c)

 

  ☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 5 Pages

CUSIP No. 14862Q100   13G   Page 2 of 5 Pages

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

The Wellcome Trust Limited as trustee of the Wellcome Trust

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

        5       

 SOLE VOTING POWER

 

 6,568,646(1)

       6       

 SHARED VOTING POWER

 

       7       

 SOLE DISPOSITIVE POWER

 

 6,568,646(1)

       8       

 SHARED DISPOSITIVE POWER

 

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,568,646(1)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.6%(2)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

OO

 

(1) 

The reporting person is reporting the beneficial ownership of 6,568,646 shares of the Issuer’s Class B Common Stock on this Schedule 13G as a result of the reporting person’s direct ownership of 6,568,646 shares of the Issuer’s Class A Common Stock, which shares of Class A Common Stock may be converted into the Issuer’s Class B Common Stock at an exchange rate of one to one upon the election of the reporting person.

(2) 

In calculating the percentage of the Issuer’s Class B Common Stock beneficially owned by the reporting person for purposes of this Schedule 13G, both the numerator and denominator assume full conversion of the Class A Common Stock held by the reporting person into Class B Common Stock.

 

Page 2 of 5 Pages

CUSIP No. 14862Q100   13G   Page 3 of 5 Pages

 

Schedule 13G

 

Item 1(a).

    Name of Issuer: Castlight Health, Inc.

Item 1(b).

    Address of Issuer’s Principal Executive Offices: 150 Spear Street, Suite 400, San Francisco, California 94105

Item 2(a).

    Name of Persons Filing: The Wellcome Trust Limited as trustee of the Wellcome Trust

Item 2(b).

    Address of Principal Business Office or, if None, Residence: 215 Euston Road, London NW1 2BE, United Kingdom

Item 2(c).

    Citizenship: United Kingdom

Item 2(d).

    Title of Class of Securities: Class B Common Stock, $0.0001 par value per share

Item 2(e).

    CUSIP Number: 14862Q100

Item 3.

    If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
(a)   [    ]    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)   [    ]    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)   [    ]    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)   [    ]    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e)   [    ]    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)   [    ]    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)   [    ]    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)   [    ]    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)   [    ]    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)   [    ]    Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Page 3 of 5 Pages

CUSIP No. 14862Q100   13G   Page 4 of 5 Pages

 

Item 4.    Ownership.
   The information in items 1 and 5 through 11 on the cover page (p. 2) of this Schedule 13G is hereby incorporated by reference.
Item 5.    Ownership of Five Percent or Less of a Class.
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [    ].
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Not applicable.
Item 7.    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not applicable.
Item 8.    Identification and Classification of Members of the Group.
   Not applicable.
Item 9.    Notice of Dissolution of Group.
   Not applicable.
Item 10.    Certification.
   Not applicable.

 

Page 4 of 5 Pages

CUSIP No. 14862Q100   13G   Page 5 of 5 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 6, 2020    

The Wellcome Trust Limited

as trustee of the Wellcome Trust

   

/s/ Nick Moakes

    Name:   Nick Moakes
    Title:   Chief Investment Officer

 

Page 5 of 5 Pages